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  1. How can I protect myself from getting sued?

    Posted by
    / October 7, 2011
    Ask National Ethics Association… Q: It seems like advisor/client relationships are getting more adversarial these days. How can I protect myself from getting sued? A: You’re smart to be thinking about this. Here are ten ways you can lower your odds of getting sued. Tip #1: Be a Consummate Professional....

  2. What are the most common E&O claim reasons?

    Posted by
    / October 7, 2011
    Ask National Ethics Association… Q: I just purchased errors-and-omissions insurance. What are the most common E & O claim reasons? A: Former or current clients usually file lawsuits against their financial advisors or insurance agents because they have suffered a financial loss and blame the advisor or agent for their...