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How can I prevent complaints from arising in the first place?
Posted by National Ethics Association January 24, 2012Ask National Ethics Association… Q: I’ve never received a complaint and I don’t plan to start now! How can I prevent complaints from arising in the first place? A: We commend you for your excellent track record. But you’re right not to become complacent. Here are five ideas for preventing... -
Are you paying too much for Errors and Omissions Insurance?
Posted by National Ethics Association January 7, 2012Ask National Ethics Association… Q: I’m a Financial Advisor who’s paying too much for his errors-and-omissions insurance. Any suggestions for reducing my cost? A: There are a few things you can do to save money. Here are five specific ideas that might help. Take advantage of your clean record. If...